We are looking for mid-level resource to assist with various regulatory projects that are being managed by the Project & Portfolio Management team. Our team is an internal project management group that is engaged by various business areas to execute both tactical and strategic initiatives.
The person in this role will support Program Manager and Sr. BA as needed to ensure the quality and timely delivery of project artifacts related to Compliance Detailed Self-Assessment (CDSA). Participate in the design of the risk based approach for periodic compliance risk re-assessment, review and compliance detailed self-assessment (CDSA) testing of the control environment, based on the adopted risk methodology for SEC, CFTC, and NFA regulations.
The person should have experience working on and managing projects, with recent exposure to regulatory projects. Some knowledge of Dodd-Frank Title VII is necessary; the more the better. Capital markets experience is a plus.
The candidate should have crisp communication skills and an ability to distill information into executable steps. They should have a pleasant demeanor, but should not be shy about asking direct and pointed questions and they should not be hesitant to ask clarifying questions if they are unsure of their understanding.